 |
|
|
Learning Quest Training Survey
|
|
|
- You are comfortable talking about Learning Quest in general.
|
- You are aware of NSCC issues regarding Learning Quest.
|
- You are familiar with the 2002 legislative changes affecting Learning Quest and can identify them.
|
- You know the difference between Learning Quest and Learning Quest Advisor.
|
- You understand call routing procedures regarding Learning Quest clients
|
- You understand each of the Learning Quest portfolios.
|
- You know how to review a Learning Quest application and can identify whether or not it is in good order.
|
- You are aware of the Vision and FANmail requirements surrounding Schwab SIM.
|
- You understand the various Learning Quest kits.
|
- You are able to identify whether an agreement exists with regard to LQ.
|
- You have a firm understanding of the issues surrounding LQ withdrawals
|
- You understand the difference between A,B, and C shares and can explain them to a client.
|
- You have command of the payment structures associated with LQA.
|
- You possess a discussion level understanding of the various issues surrounding LQ contributions.
|
- You are aware of the folder note requirements for LQ/Schwab SIM.
|