| A | B |
|---|
| Securities Broker | A person who is authorized to buy and sell securities on an exchange. |
| Investment Banker | Firms that specializes in helping corporations and governments issue securities |
| Mutual Fund Manager | A person who trades the individual securities within a mutual fund and makes decisions that will cause the fund to grow and increase in value. |
| Financial Analyst | A person who evaluates companies and industries and makes recommendations to buy, sell, or hold certain securities |
| Personal Financial Advisor | Person who provides individuals and families with guidance for their investment and financial decisions |
| Chartered Financial Analyst (CFA) | A professional designation for people who evaluate companies and industries and make recommendations to buy, sell, or hold certain securities. |
| Certified Financial Planner (CFP) | A professional designation for personal financial advisors requiring a combination of education, examinations, and experience |
| Chartered Financial Consultant (ChFC) | A professional designation for personal financial advisors requiring a combination of education, examinations, and experience, with an emphasis on retirement and estate planning |
