| A | B |
|---|
| Violations under US Code 1033 | Overvalues any land, property or security in connection with financial reports or documents presented to an insurance regulatory official; willfully embezzles or misappropriates money, premiums or other property of an insurer; knowingly makes any false entry of material fact in report or statement of a person engaged in the insurance business with intent to deceive another person about the financial condition or solvency of the business |
| New York 1033 Waiver | Allow a felon, who was convicted under U.S. Code 1033 to be employed in the business of insurance in the state of New York |
| New York 1033 Waiver includes | Employment history, details of convection and the methods in which the applicant has been actively making restitution for his or her crime, and other personal history details. |
| Certificate of Relief from Disabilities (CRD) | Issued to 1033 waiver applicants who have been convicted of misdemeanors but have not been convicted of more than one felony |
| Certificate of Good Conduct (CGC) | Grants a legal finding that the felon is reformed after a conviction and removes some of the collateral consequences of a criminal conviction to a 1033 waiver applicant who had previously been convicted of two or more felonies. |
