| A | B |
|---|
| Ethics | moral code by which individuals live and conduct business |
| Business Ethics | study the behavior and morals in a business situation |
| Code of Ethics | set of ethical behavior guidelines which govern the day-to-day activities of a profession or organization |
| Insider Trading | when corporate insiders buy and sell stock in their own companies based on private information |
| Investment Management | the professional management of client’s financial assets to meet specified investment goals |
| Confidentiality | involves the privacy of employee and company information, employee record filing, payroll and disposal of employee records |
| Misappropriation of Funds | using company money to purchase items which are not going to be used by the company |
| Insurance Fraud | occurs when someone intentionally deceives another about an insurance matter to receive money or other benefits not rightfully theirs |
| Mail and Wire Fraud | occurs when someone engaging in a fraudulent activity uses the telephone, Internet or U.S. Postal Service to discuss, send or receive correspondence to further the fraud |
| Forgery | the process of making or adapting objects or documents with the intent to deceive |
| Money Laundering | the practice of engaging in specific financial transactions to conceal the identity, source or destination of money |
